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Showing 6592 to 6601 of 20096 search results for financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. TR14/12 - Enhanced transfer value pension transfers [pdf]

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). It is not general guidance on the

  3. FSA - FG12/18 [pdf]

    Finalised guidance Published: 31/07/2012 Last modified: 20/10/2014
    In March 2011 we carried out a thematic review of the sale and rent back (SRB) market. This guidance sets out our findings. The review highlighted widespread poor practice among SRB firms.

  4. CP15/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2015/16 [pdf]

    Consultation papers Published: 19/01/2015 Last modified: 19/01/2015

  5. FSA - GC12/12 [pdf]

    Guidance consultations Published: 23/10/2012 Last modified: 11/07/2016
    This is the second review of SIPP operators we have conducted since April 2007, when the specific activity of administering Self-Invested Personal Pensions (SIPPs) became regulated by the Financial Services Authority (FSA).

  6. FSA - GC12/7 [pdf]

    Guidance consultations Published: 28/06/2012 Last modified: 11/07/2016
    This document discusses how this consultation will work, as well as setting out our analysis of the costs and benefits of this guidance material. We welcome any comments you may have.

  7. FSA - PS12/14 [pdf]

    Policy statements Published: 27/07/2012 Last modified: 30/05/2013
    Policy FSA - PS12/14 - Firms give a Key Features Illustration (KFI) to consumers buying packaged products that do not come within the scope of the Markets in Financial Instruments Directive at the point of sale.

  8. FSA - PS12/15 [pdf]

    Policy statements Published: 28/09/2012 Last modified: 30/05/2013
    Policy FSA - PS12/15 - In this Policy Statement we summarise the feedback to CP12/7 Financial Services Compensation Scheme: changes to the Compensation sourcebook, and present our final rules.

  9. GC13/3 Examples of good and poor practice in “Banks’ control of financial crime risks in trade finance” [pdf]

    Guidance consultations Published: 02/07/2013 Last modified: 02/07/2013
    The proposed guidance sets out examples of good and poor practice to help banks strengthen their financial crime systems and controls in trade finance.

  10. PS13/4 - Financial Conglomerates Directive – Technical Review Amendments [pdf]

    Policy statements Published: 04/06/2013 Last modified: 04/06/2013
    In this Policy Statement we report on the main issues arising from FSA Consultation Paper 12/40 (Financial Conglomerates Directive – Technical review amendments) and publish the final rules.

  11. FSA - CP12/39 [pdf]

    Consultation papers Published: 20/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement.
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