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Showing 842 to 851 of 19982 search results for financial lives.

  1. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.
  2. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.
  3. New website for the FCA

    News stories Published: 02/09/2016 Last modified: 06/09/2016
    The new website for the FCA is now live at fca.org.uk
  4. Financial Forex Trade

    Warnings Published: 21/02/2022 Last modified: 21/02/2022
    Financial Forex Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client
  6. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Changes to credit union legislation in Great Britain

    Published: 31/05/2023 Last modified: 03/11/2023
    Find out about proposed changes for credit unions in Great Britain and what to do if you want to take advantage of the proposed new powers.
  8. DESERT FINANCIAL BANK

    Warnings Published: 16/12/2022 Last modified: 16/12/2022
    DESERT FINANCIAL BANK is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Organisations we collect for

    Tasks for firms Published: 08/05/2015 Last modified: 10/07/2023
    Find out which organisations the FCA collect levies for. 
  10. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.