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Showing 852 to 861 of 19983 search results for financial lives.

  1. Financial Trust Bank

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Financial Trust Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. trive-financial.com

    Warnings Published: 23/03/2023 Last modified: 23/03/2023
    trive-financial.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. First Financial Bank

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    First Financial Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. EFD Financial Group

    Warnings Published: 04/01/2010 Last modified: 04/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  6. Smith Financial UK

    Warnings Published: 26/05/2009 Last modified: 04/11/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  7. Rocca Financial Group

    Warnings Published: 31/03/2022 Last modified: 04/04/2022
    Rocca Financial Group is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.
  9. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.
  10. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.