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Showing 992 to 1001 of 19991 search results for financial lives.

  1. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  2. WOLF

    Warnings Published: 11/11/2021 Last modified: 12/11/2021
    WOLF is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. Foxane

    Warnings Published: 08/02/2022 Last modified: 08/02/2022
    Foxane is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.
  5. Financial crime in the payments and e-money sector: webinar

    Events Published: 03/07/2023 Last modified: 03/07/2023
    Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .
  6. Financial Trust Securities

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Financial Trust Securities is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. MTI24

    Warnings Published: 10/03/2020 Last modified: 10/03/2020
    MTI24 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Touch Financial (clone of FCA authorised firm)

    Warnings Published: 20/12/2011 Last modified: 05/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  9. Morgan Financial Services

    Warnings Published: 14/08/2010 Last modified: 03/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  10. 4ex7

    Warnings Published: 28/08/2020 Last modified: 28/08/2020
    4ex7 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.