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Showing 222 to 231 of 251 search results for findings from its first Financial Lives Survey.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    My first observation may surprise you. I have come to the conclusion that at its most effective, compliance with MAR is a state of mind. ... to also ask whether the institution has properly considered its regulatory obligations (set out in SYSC6.1.1R) to

  3. Financial Conduct Authority outlines lessons learned in year one of its Regulatory Sandbox

    Press Releases Published: 20/10/2017 Last modified: 20/10/2017
    The Financial Conduct Authority (FCA) has today published a report outlining how the regulatory sandbox (sandbox) has met its objectives over the first year of operation.

  4. Consumer Duty: Findings from our review of fair value frameworks

    Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
    Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

  5. FCA announces the names of firms who have participated in the Advice Unit and publishes the FAMR baseline report

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority (FCA) has today announced the names of firms who have participated in the Advice Unit.

  6. Testing what gets consumers engaged with their pension – and why

    Research Published: 08/12/2023 Last modified: 13/12/2023
    This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

  7. AI and financial crime: silver bullet or red herring?

    Speeches Published: 20/11/2018 Last modified: 20/11/2018
    Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. 

  8. Competition in the asset management industry: UK experiences, global implications

    Speeches Published: 24/10/2017 Last modified: 24/10/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.

  9. Retail and Wholesale Banking: review of firms’ whistleblowing arrangements

    Multi-firm reviews Published: 14/11/2018 Last modified: 14/11/2018
    We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements.

  10. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.

  11. FCA challenges industry to improve access to insurance for people with pre-existing medical conditions

    Press Releases Published: 25/06/2018 Last modified: 25/06/2018
    The Financial Conduct Authority (FCA) has today published feedback on its Call for Input (CfI) on Access to Insurance.
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