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Showing 452 to 461 of 470 search results for findings from the Financial Lives Survey.

  1. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    But the FCA, thanks to statute, is different from almost all financial regulators in history. ... The FCA has the strategic objective of ensuring that financial services markets function well.
  2. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    likely to have a significant effect on the prices of those financial instruments or related derivatives. ... Why are firms not aligning their efforts to combat financial crime with their efforts to combat market abuse?
  3. PS18/23: Claims management: how we will regulate claims management companies

    Policy statements Published: 05/06/2018 Last modified: 11/09/2023
    Our Policy Statement sets out the conduct, rules and fees we’ll apply to claims management companies (CMCs) from April 2019.
  4. Helping firms provide more support to customers making investment decisions

    Firms Published: 03/08/2023 Last modified: 30/10/2023
    Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.
  5. Creating a fair and competitive environment for retail banking in the interests of consumers

    Speeches Published: 26/11/2014 Last modified: 26/11/2014
    Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Drivers of change in the financial services industry and how we are responding

    Speeches Published: 02/11/2021 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services.
  7. Financial Conduct Authority outlines lessons learned in year one of its Regulatory Sandbox

    Press Releases Published: 20/10/2017 Last modified: 20/10/2017
    The Financial Conduct Authority (FCA) has today published a report outlining how the regulatory sandbox (sandbox) has met its objectives over the first year of operation.
  8. Armchair detective investors take inspiration from Sherlock Holmes to foil investment scams

    Press Releases Published: 21/02/2023 Last modified: 21/02/2023
    New research from the Financial Conduct Authority (FCA) has found that a quarter (25%) of investors who avoided a scam are taking inspiration from Sherlock Holmes to stop scammers in their tracks.
  9. Gaming trading: how trading apps could be engaging consumers for the worse

    Research articles Published: 21/11/2022 Last modified: 01/02/2023
    You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of
  10. FCA review into mobile phone insurance finds examples of poor product design, unclear terms, and inadequate claims and complaints handling

    Press Releases Published: 27/06/2013 Last modified: 27/06/2013
    The Financial Conduct Authority (FCA) has published a review focusing on the way mobile phone insurance firms design products and handle claims from customers that have lost or damaged their phone, or had it stolen.