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Showing 102 to 111 of 443 search results for fines insurance broker.

102. Fines

     Table of fines with links to further information.

103. Professional indemnity insurance

     Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
     Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

104. FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers [pdf]

     Final notices Published: 09/06/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers

105. FCA Final Notice 2013: Mr Andrew Jeffery [pdf]

     Final notices Published: 23/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order.

106. FCA Final Notice 2014: Philip Eley [pdf]

     Final notices Published: 27/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

107. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

     Final notices Published: 24/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

108. Final notice 2016: Shay Jacob Reches [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection

109. FSA Final Notice 2009: Skyline Insurance Brokers Limited [pdf]

     Final notices Published: 07/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Skyline Insurance Brokers Limited

110. FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB) [pdf]

     Final notices Published: 17/12/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Flett Sinclair Insurance Brokers Limited (FSIB)

111. FCA Final Notice 2014: Besso Limited [pdf]

     Final notices Published: 19/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3 related to anti-Bribery and corruption in the general insurance and protection sector. We imposed a fine.

112. FSA Final Notice 2006: D A McKenna Insurance Brokers Limited [pdf]

     Final notices Published: 14/12/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: D A McKenna Insurance Brokers Limited