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Showing 122 to 131 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

  3. FCA Final Notice 2014: Nick Bowyer [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.

  4. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.

  5. Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

  6. FSA - General insurance intermediaries [xls]

    Data Published: 05/12/2012 Last modified: 26/06/2013
    Statistics on General Insurance Intermediaries.

  7. FCA Final Notice 2014: David Lloyd Wren [pdf]

    Final notices Published: 03/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

  8. MS17/2.2: Wholesale Insurance Broker Market Study - Final report [pdf]

    Market studies Published: 20/02/2019

  9. FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited [pdf]

    Final notices Published: 09/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited

  10. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  11. Loan fee fraud

    Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
    Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.
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