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Showing 152 to 161 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Gable Insurance AG is in liquidation

    Statements Published: 21/11/2016 Last modified: 22/11/2016
    On 17 November 2016 Gable Insurance AG (a Liechtenstein insurance company that provided private motor and commercial insurance for UK customers) went into liquidation. This follows a formal order that was issued to Gable on 7 September 2016 by the

  3. FCA Final Notice 2013: Paul David Cable [pdf]

    Final notices Published: 19/07/2013 Last modified: 19/05/2015
    This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a fine and a prohibition.

  4. Final notice 2016: Andrea Christine Sadler [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and FIT related to appointed representatives, client money, failing to act on information appropriately, lack of fitness/propriety and unfair treatment of customers in the general insurance and

  5. Eunisure Limited enters liquidation

    News stories Published: 11/07/2022 Last modified: 11/07/2022
    On 7 July 2022, Eunisure Limited entered liquidation with Roderick Graham Butcher of Butcher Woods appointed as liquidator.

  6. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

    Press Releases Published: 03/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

  7. FCA Final Notice 2014: Peter Halpin [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a fine and a prohibition

  8. The retail intermediary market data 2022

    Data Published: 03/08/2023 Last modified: 03/08/2023
    This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR).

  9. FCA Final Notice 2014: HomeServe Membership Limited [pdf]

    Final notices Published: 13/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to mis-selling, complaints-handling, unfair treatment of customers, and remuneration in the general insurance and protection sector. We imposed a fine.

  10. Distributors: professional indemnity insurance

    Tasks for regulated firms Published: 13/05/2015 Last modified: 10/02/2023
    Certain firms are required to hold Professional Indemnity Insurance (PII)

  11. Notice of Undertaking: Policy Excess Insure Limited T/A Nova Direct [pdf]

    Undertakings Published: 31/03/2023
    Policy Excess Insure Limited trading as Nova Direct, has made changes to terms in its insurance broker contract (for the sale of Motor Breakdown, Home Emergency, Home Appliance, Gadget, Bicycle and Travel Insurance policies) entered into from 1
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