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Showing 192 to 201 of 443 search results for fines insurance broker.
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Fines
Table of fines with links to further information. -
Gyms and golf clubs
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Decision Notice 2018: John Lawrence Radford [pdf]
This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed. -
News for EDS Insure policyholders
EDS Insure Ltd, an insurance broker, has ceased trading. If the firm arranged an insurance policy for you, you should contact Kainos Associates to find out how you are now covered. ... arrange insurance, including breakdown cover for televisions and -
Looking ahead to 2014
Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
General Insurance value measures data – comparison 2016/17
We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017. -
Report fee tariff data
Read FCA guidance on how to fill in your online tariff data forms and provide information about your firm that will help calculate annual fees for the next financial year. -
Temporary permissions regime (TPR) data: solo-regulated firms
This page provides a data summary of the firms under the temporary permissions regime (TPR). -
AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
Final notice 2016: Towergate Underwriting Group Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. We imposed a fine.