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Showing 202 to 211 of 443 search results for fines insurance broker.
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Fines
Table of fines with links to further information. -
Authorisation and registration application fees
Find out how much your firm’s application fee will be to become authorised by us, or registered with us. -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
FWD Research: Client research into the Wholesale Insurance market [pdf]
In November 2017, the FCA launched a market study into the London Insurance Market (LIM) wholesale insurance broking market to consider how competition is working in the sector. FWD Research was commissioned by the FCA to conduct qualitative -
Misleading financial promotions
If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs. -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. -
FCA Final Notice 2014: Stonebridge International Insurance Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 6 related to unfair treatment of customers, mis-selling, and culture/governance in the general insurance and protection sector. We imposed a fine and redress. -
How to complain if you’re a small business
If you’re a small or medium-sized enterprise (SME) and you're unhappy with a product or service, follow these steps to make a complaint. -
Final Notice 2017: Bluefin Insurance Services Limited [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 7 related to conflicts of interest, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine. -
Enterprise Insurance Company is now in liquidation
The Provisional Liquidator has today issued his report to the Supreme Court of Gibraltar and has now been appointed as Liquidator of Enterprise Insurance Company Plc ('Enterprise'). Enterprise is now in liquidation. This means that anyone with a -
Supervisory correspondence
Find out how the FCA communicates with the firms it supervises.