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Showing 222 to 231 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Final Notice 2018: Forethought Brokers Ltd [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector, investment advisory sector and consumer credit

  3. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  4. Information on furlough fraud - November 2022

    FOI Release Date of Release: 11/11/2022
    FCA provides information on furlough fraud.

  5. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

  6. Consumer credit lenders and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 28/04/2020
    Here we list some typical misconceptions about the way we authorise lenders. Then we give you the facts.

  7. FCA fines and bans financial adviser for insider dealing

    Press Releases Published: 13/05/2016 Last modified: 13/05/2016
    FCA fines and bans financial adviser for insider dealing. Press Releases First published:. ... The broker declined and reported the trade to the FCA as suspicious in accordance with their obligations.

  8. Competition in the interests of consumers

    Speeches Published: 17/10/2014 Last modified: 17/10/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 18/06/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.

  10. Alpha Insurance A/S declared bankrupt – UK policyholders must immediately seek alternative cover

    Statements Published: 09/05/2018 Last modified: 02/10/2019
    Alpha Insurance A/S ('Alpha') is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in

  11. FCA bans former RBS LIBOR submitter, Paul White

    Press Releases Published: 12/04/2016 Last modified: 12/04/2016
    External Broker: "u got a bit less emotion in the 3's fix [JPY] today?". ... The FCA has imposed 7 fines, totalling £426 million, on firms for misconduct relating to LIBOR.
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