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Showing 242 to 251 of 443 search results for fines insurance broker.
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Fines
Table of fines with links to further information. -
Verex Insurance Services Limited enters administration
On 18 August 2023 Verex Insurance Services Limited entered administration. Gary Pettit of PBC Business Recovery and Insolvency Ltd was appointed as administrator. -
MCE Insurance Company Limited enters administration
The Gibraltar Financial Services Commission has announced that MCE Insurance Company Limited has entered into administration. -
Shaping the future in asset management
Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Final Notice 2018: Liberty Mutual Insurance Europe SE [pdf]
This final notice refers to breaches of PRIN 3, PRIN 6, SYSC, ICOBS and DISP related to complaints-handling, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine. -
MCE Insurance Limited enters administration
The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. -
FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings
The broker has been fined for inadequate anti-money laundering (AML) systems and controls. -
FCA sets out multi-occupancy leasehold insurance reforms
The FCA is proposing new rights and protections for leaseholders to improve the transparency of the multi-occupancy leasehold buildings insurance market. -
Decision Notice 2018: One Call Insurance Services Limited [pdf]
This decision notice refers to breaches of PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. Our view is that a fine and restriction should be imposed. -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
FCA fee rate movement 2024/25
Find out how to calculate your annual fee and read about the FSCS annual levy.