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Showing 312 to 321 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse is a general insurance broker whose business is focused on selling motor and liability related insurance products to small and medium enterprises (SMEs) including very small businesses known as ... This put customers at risk of buying the wrong

  4. Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

    Statements Published: 29/01/2020 Last modified: 29/01/2020
    Perry Prowse (Insurance Consultants) Ltd has entered into liquidation

  5. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

  6. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  8. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... banking market, where M&G acted as broker between H&W and underlying providers of funds.

  9. Statement on updated guidance for insurance and premium finance firms

    Statements Published: 24/07/2020 Last modified: 24/07/2020
    The FCA proposes extending a series of temporary measures to help customers who hold insurance and premium finance products.

  10. Pilot general Insurance value measures data – year ending 31 August 2019

    Data Published: 08/09/2020 Last modified: 31/10/2022
    The FCA has published general insurance (GI) value measures data value measures data for 28 insurers (including both UK and EEA firms) for the year ending 31 August 2019.  

  11. AEC Investments (Clone of EEA authorised firm)

    Warnings Published: 04/12/2019 Last modified: 20/05/2021
    AEC Investments (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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