Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 332 to 341 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. FSA issues fines totalling £4.2m for transaction reporting failures

    Press Releases Published: 08/04/2010 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA.

  3. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

  4. FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus

    Press Releases Published: 14/05/2020 Last modified: 14/05/2020
    We confirm temporary measures to help customers who hold insurance and premium finance products and who may be in financial difficulty because of coronavirus (Covid-19)

  5. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    TR14/11 - Price comparison websites in the general insurance sector. Thematic reviews First published:. ... This report is aimed at price comparison websites (PCWs), insurers, brokers, relevant trade associations and consumer bodies.

  6. Tribunal upholds FSA decision to fine firm £8m for market abuse

    Press Releases Published: 28/01/2013 Last modified: 28/01/2015
    The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as

  7. 100 days of the FCA - Martin Wheatley speaks at the ABI Biennial Conference

    Press Releases Published: 09/07/2013 Last modified: 16/08/2013
    Martin Wheatley, chief executive of the Financial Conduct Authority (FCA), will today tell the Association of British Insurers (ABI) Biennial Conference that the FCA is “a very different animal to the Financial Services Authority (FSA)”.

  8. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    The FCA fines Rabobank £105 million for serious LIBOR-related misconduct. Press Releases First published:. ... Collude with individuals at other LIBOR banks and interdealer broker firms who sought to influence Rabobank’s JPY LIBOR submissions.

  9. FCA review reveals shortcomings in the provision of premium finance for general insurance

    Press Releases Published: 11/05/2015 Last modified: 11/05/2015
    FCA review reveals shortcomings in the provision of premium finance for general insurance. ... Thematic Review 15/5: Provision of premium finance to retail general insurance customers.

  10. Information for general insurers and intermediaries in the UK

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.

  11. Redress package agreed for consumers mis-sold CPP insurance products

    Press Releases Published: 22/08/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection
Related topics