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Showing 422 to 431 of 443 search results for fines insurance broker.

422. Fines

     Table of fines with links to further information.

423. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

     Guidance consultations Published: 16/10/2020 Last modified: 30/11/2020
     The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).

424. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

425. FCA fines ED&F Man Capital Markets Ltd £17.2m for serious failings which enabled millions in illegitimate tax reclaims

     Press Releases Published: 05/06/2023 Last modified: 05/06/2023
     The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately

426. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

     Press Releases Published: 26/01/2018 Last modified: 26/01/2018
     The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

427. The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices

     Press Releases Published: 13/12/2013 Last modified: 08/11/2016
     The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices. ... The FCA's website has advice for consumers, including information on general insurance products.

428. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

     Press Releases Published: 05/10/2016 Last modified: 03/11/2016
     The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

429. FCA review into mobile phone insurance finds examples of poor product design, unclear terms, and inadequate claims and complaints handling

     Press Releases Published: 27/06/2013 Last modified: 27/06/2013
     The Financial Conduct Authority (FCA) has published a review focusing on the way mobile phone insurance firms design products and handle claims from customers that have lost or damaged their phone, or had it stolen.

430. Consumer Duty implementation: good practice and areas for improvement

     Good and poor practice Published: 20/02/2024 Last modified: 22/02/2024
     What firms are doing well and what they could do better.

431. First-tier Tribunal upholds decision to fine Hall and Hanley Limited for data breaches and unauthorised copying of client signatures

     Press Releases Published: 18/12/2019 Last modified: 18/12/2019
     The First-tier Tribunal (the Tribunal) has upheld a fine of £91,000 imposed on Hall and Hanley Limited (H&H) by the Claims Management Regulator (CMR), the former regulator for claims management companies (CMCs). The hearing for the Tribunal was

432. Review of terminal illness benefits within life insurance protection products

     Multi-firm reviews Published: 02/10/2023 Last modified: 02/10/2023
     FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement.