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Showing 432 to 441 of 443 search results for fines insurance broker.

432. Fines

     Table of fines with links to further information.

433. Free trade in financial services and global regulatory standards: friends not rivals

     Speeches Published: 26/01/2017 Last modified: 02/02/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

434. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

     Press Releases Published: 20/04/2021 Last modified: 20/04/2021
     We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

435. FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms

     Feedback statements Published: 30/10/2020 Last modified: 30/10/2020
     On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This

436. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

     Press Releases Published: 11/12/2013 Last modified: 25/11/2021
     The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

437. FCA fines investment firm Sesame £6m for failing to ensure advice given to customers was suitable and for poor systems and controls

     Press Releases Published: 05/06/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Sesame Limited (Sesame) £6,031,200 for two sets of failings: failing to ensure that investment advice given to its customers was suitable; and failings in the systems and controls that governed the

438. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

     Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
     Our review of insurance firm approaches to monitoring customer outcomes.

439. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms

     Policy and guidance Feedback statements Published: 11/08/2020 Last modified: 20/08/2020
     We summarise the feedback we received on our proposed measures for insurance and premium finance firms, and our response.

440. How innovation and regulation in financial services can drive the UK's economic growth

     Speeches Published: 29/06/2023 Last modified: 29/06/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

441. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

     Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
     annuities and income drawdown products on a non-advised basis (including comparison websites, brokers and investment platforms). ... Alternatively, please send your responses by post:. The Life Insurance Themes team.

442. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

     Press Releases Published: 18/11/2019 Last modified: 06/05/2022
     The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’