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Showing 52 to 61 of 443 search results for fines insurance broker.

52. Fines

    Table of fines with links to further information.

53. Final Notice 2021: Triton Insurance Brokers Ltd [pdf]

    Final notices Published: 19/01/2021
    This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation.

54. Alternative Insurance Brokers (clone of FCA firm)

    Warnings Published: 10/07/2019 Last modified: 21/11/2020
    Alternative Insurance Brokers (clone of FCA firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

55. SMEs and insurance brokers [pdf]

    Information sheets Published: 28/08/2014 Last modified: 02/09/2014
    SME guide insurance brokers

56. Honest Insurance Brokers (clone of FCA authorised firm)

    Warnings Published: 16/07/2019 Last modified: 21/11/2020
    Honest Insurance Brokers (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

57. FCA launches Wholesale Insurance Brokers Market Study

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has today launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in

58. Call for customers of Castle Personal Insurance Brokers

    News stories Published: 10/05/2012 Last modified: 15/04/2024
    In May 2012, Hertfordshire-based insurance broker, Castle Personal Insurance Brokers Limited went into administration. Find out what to do if you're a customer.

59. MS17/2: Wholesale Insurance Broker Market Study

    Market studies Published: 20/02/2019 Last modified: 20/02/2019
    We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a

60. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

    Press Releases Published: 08/12/2022 Last modified: 08/12/2022
    The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

61. Multi-occupancy buildings insurance – broker remuneration

    Multi-firm reviews Published: 21/04/2023 Last modified: 21/04/2023
    Read the findings of our multi-occupancy buildings insurance broker remuneration review.

62. FCA fines The Carphone Warehouse over £29m for insurance mis-selling

    Press Releases Published: 13/03/2019 Last modified: 20/12/2019
    The Financial Conduct Authority (FCA) has fined The Carphone Warehouse £29,107,600 for failings that led to the mis-selling of ’Geek Squad’, a mobile phone insurance and technical support product. This follows an FCA investigation which stemmed