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Showing 62 to 71 of 443 search results for fines insurance broker.

62. Fines

    Table of fines with links to further information.

63. FSA fines spread bet broker £490,000 for transaction reporting failures

    Press Releases Published: 20/01/2011 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined City Index Limited (City Index) £490,000 for failing to provide accurate transaction reports to the FSA.

64. Broker Insurance Services Limited (clone of FCA authorised firms)

    Warnings Published: 10/10/2019 Last modified: 21/11/2020
    Broker Insurance Services Limited (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

65. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... The Upper Tribunal (Tribunal) has directed the Financial Conduct Authority (FCA) to prohibit former insurance broker Stephen Robert Allen on

66. Multi-occupancy buildings insurance broker remuneration [pdf]

    Multi-firm reviews Published: 21/04/2023
    Multi-occupancy buildings insurance broker remuneration review

67. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

    Press Releases Published: 12/11/2021 Last modified: 12/11/2021
    Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

68. UK Global Insurance Brokers (Clone of FCA authorised firm)

    Warnings Published: 12/06/2023 Last modified: 12/06/2023
    UK Global Insurance Brokers (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

69. Wentworth Insurance Brokers Limited (clone) (clone of FCA authorised firm)

    Warnings Published: 06/06/2019 Last modified: 21/11/2020
    Wentworth Insurance Brokers Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

70. FCA publishes Wholesale Insurance Brokers Market Study final report

    Press Releases Published: 20/02/2019 Last modified: 07/05/2024
    The FCA has published the final report of its Wholesale Insurance Brokers market study which was launched in November 2017 to assess how competition was working in the sector.

71. Insurance fraud

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker.

72. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).