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Showing 82 to 91 of 443 search results for fines insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Authorisation

    Firm authorisation Firms Last modified: 19/12/2023
    Authorisation landing page

  3. Benchmark enforcement

    Markets Published: 22/04/2016 Last modified: 14/12/2022
    We have taken action where we have seen evidence of attempted benchmark manipulation. Learn more about the results of these actions.

  4. Tribunal upholds £80,000 fine for broker who lied about income and used falsified payslips in mortgage application

    Press Releases Published: 17/04/2014 Last modified: 29/11/2021
    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to impose a financial penalty of £80,000 on Amir Khan, director of Sovereign Worldwide Limited (Sovereign), for dishonestly submitting false income

  5. FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers [pdf]

    Final notices Published: 26/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Derek Silk trading as Silk Insurance Brokers

  6. IBRC (Insurance Brokers Registration Council) [xls]

    Archive Published: 31/03/2013 Last modified: 03/08/2016
    IBRC (Insurance Brokers Registration Council)

  7. FCA Final Notice 2013: Policy Administration Services Limited [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 and 6 related to complaints-handling, and the unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  8. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  9. Leaseholder buildings insurance

    Consumers Complaints and compensation Know your rights Published: 30/04/2021 Last modified: 21/09/2022
    Increases in buildings insurance premiums have led to higher costs for some leaseholders. Find out about your rights if you’ve been affected by these increased costs.

  10. FCA Final Notice 2014: Sesame Limited [pdf]

    Final notices Published: 29/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

  11. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 16/05/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.
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