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Showing 92 to 101 of 443 search results for fines insurance broker.

92. Fines

    Table of fines with links to further information.

93. FSA Final Notice 2013: Ryan & Company Insurance Brokers [pdf]

    Final notices Published: 13/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Ryan & Company Insurance Brokers

94. FSA Final Notice 2012: Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [pdf]

    Final notices Published: 03/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers

95. MS17/2.1: Wholesale Insurance Broker Market Study Terms of Reference [pdf]

    Market studies Published: 08/11/2017
    The terms of reference for our Wholesale insurance broker market study, will consider how competition is working in the sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in the interests of its

96. FSA Final Notice 2007: A.S. Insurance Brokers Limited [pdf]

    Final notices Published: 25/05/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: A.S. Insurance Brokers Limited

97. FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited [pdf]

    Final notices Published: 11/10/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited

98. FSA Supervisory Notice 2009: Derek Silk trading as Silk Insurance Brokers [pdf]

    Supervisory notices Published: 01/11/2009 Last modified: 14/06/2014
    FSA First Supervisory Notice 2009: Derek Silk trading as Silk Insurance Brokers

99. Update for customers of insurance broker firm Professional Construction Risks Ltd (PCRL)

    News stories Published: 11/12/2020 Last modified: 11/12/2020
    We outline important consumer information for those who have purchased an insurance policy from PCRL.

100. FSA Final Notice 2012: Rajendra Patel trading as R.J. Insurance Brokers [pdf]

     Final notices Published: 03/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Rajendra Patel trading as R.J. Insurance Brokers

101. FSA Final Notice 2009: HSBC Insurance Brokers Limited [pdf]

     Final notices Published: 22/07/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: HSBC Insurance Brokers Limited

102. FCA Final Notice 2014: Martin Brokers (UK) Ltd (Martins) [pdf]

     Final notices Published: 15/05/2014 Last modified: 24/02/2015
     This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firm. We imposed a fine.