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Showing 261 to 270 of 720 search results for firm-level complaints data.

261. Investing in crypto

     Last modified: 10/05/2024
     A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.

262. FSA Commentary on FSA Complaints Data 2009 H1 [pdf]

     Data Published: 19/04/2013 Last modified: 04/08/2016
     FSA commentary on FSA Aggregate Complaints Data 2009 including highlights.

263. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

264. FCA fines Policy Administration Services Ltd £2.8 million for poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd

     Press Releases Published: 03/07/2013 Last modified: 17/09/2013
     The Financial Conduct Authority (FCA) has fined Policy Administration Services Limited (PAS) £2,834,700 for poor complaints handling between June 2009 and September 2011, including failing to identify the root causes of recurring issues and put

265. FSA Commentary on FSA Complaints Data 2006 to 2008 [pdf]

     Data Published: 19/04/2013 Last modified: 04/08/2016
     FSA commentary on FSA Aggregate Complaints Data 2006 - 2008 including highlights.

266. Executive committees

     About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
     Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

267. Youcompareinsurance

     Warnings Published: 25/10/2018 Last modified: 25/10/2018
     Youcompareinsurance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

268. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

269. World Markets

     Warnings Published: 15/07/2020 Last modified: 15/07/2020
     World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

270. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     On a firm specific level, we have taken a range of early intervention actions.The outcomes of these can range from consumer contact; reviewing certain lines of business; taking sales staff ... We will also continue our work to ensure that firms’