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Showing 341 to 350 of 720 search results for firm-level complaints data.
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The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
Appointed representatives and networks
Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business. -
Land banking investment schemes
Find out how schemes to invest in a plot of land work, how to tell whether it is a scam, and why the structure of the scheme matters. -
Insurance brokers due diligence on insurers
Brokers should be able to demonstrate that they have carefully considered the insurers that they place their customers’ business with. -
PPI campaign response update
The data provides useful insight into how many people our campaign prompted to find out more about PPI via FCA channels. ... The report includes data on consumers’ actions and outcomes, as well as campaign key performance indicators. -
Payment institution applicants
Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA. -
FSA publishes discussion paper on transparency
The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more -
Defined benefit pension transfers
Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area. -
Information on super complaints received by the FCA - March 2022
The FCA answers questions regarding super complaints it has received.