Search results
Showing 411 to 420 of 720 search results for firm-level complaints data.
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A credit market that delivers for consumers
Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
FCA Data Bulletin October 2014 edition - underlying data [xlsx]
Underlying data for the firms the FCA regulates, complaints about firms, compensations stats, the mortgage market, and freedom of information requests. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
Personal data and mutuals registration
How and why the FCA uses personal data that is collected for mutuals registration. -
Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)
Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers. -
The retail intermediary market 2019
This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR). -
What makes good conduct regulation?
Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Request for information regarding FCA complaints - December 2021
The FCA responds to multiple questions regarding FCA complaints.