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Showing 681 to 690 of 720 search results for firm-level complaints data.

681. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

     Press Releases Published: 19/02/2013 Last modified: 09/12/2016
     The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

682. Credit card provider NewDay to provide over £4 million in redress to customers

     Press Releases Published: 24/03/2016 Last modified: 24/03/2016
     Credit card firm, NewDay, will refund over £4 million to over 180,000 customers following disclosures made to the Financial Conduct Authority (FCA). ... NewDay’s scheme will not cover customers charged the relevant fees before 1 April 2014 although

683. Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group

     Press Releases Published: 08/11/2016 Last modified: 08/11/2016
     This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty.

684. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

     Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
     We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

685. New rules will protect consumers from harmful fee-charging credit broking practices, says FCA

     Press Releases Published: 01/12/2014 Last modified: 02/12/2014
     consumers facing difficulty in identifying the firm that has taken a fee, and in obtaining a refund from the firm or a response to their complaint. ... the firm’s legal name;. a statement that the firm is, or is acting as, a credit broker (not a lender)

686. Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)

     News stories Published: 17/06/2013 Last modified: 25/11/2021
     The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject.

687. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

     Press Releases Published: 13/10/2016 Last modified: 13/10/2016
     The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

688. FCA stops Alexander David Securities Limited disposing of assets without permission

     Statements Published: 29/04/2022 Last modified: 29/04/2022
     The FCA has imposed requirements on corporate advisory firm, Alexander David Securities Limited (ADSL), which means it must not dispose of any assets without the written consent of the FCA. Since 29 June 2020, ADSL has not been permitted to

689. Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market

     Speeches Published: 06/11/2018 Last modified: 06/11/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London.

690. FCA says firms must do more to ensure financial promotions do not mislead

     Press Releases Published: 13/08/2014 Last modified: 29/11/2016
     firm was offering government assistance when this was not the case. ... The FCA acts on complaints received from the public, the Advertising Standards Authority and other organisations.