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Showing 192 to 201 of 672 search results for firms within the general insurance sector.

  1. Final notice 2016: Bar Professions Limited (in liquidation) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 2, PRIN 7 and ICOBS related to appointed representatives and failing to act on information appropriately in the general insurance and protection sector. We imposed a public censure.
  2. Final Notice 2017: Habib-Ur Rehman [pdf]

    Final notices Published: 11/04/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation.
  3. Final Notice 2015: Oracle Financial Planning [pdf]

    Final notices Published: 02/07/2015 Last modified: 02/07/2015
    This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.
  4. Final notice 2016: Millburn Insurance Company Limited (in administration) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a fine.
  5. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and
  6. Final notice 2016: Cga Insurance Services Limited [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
  7. Final Notice 2018: Global Insurance Services Limited [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.
  8. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

    Final notices Published: 04/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  9. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We
  10. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    About us What we do Published: 23/01/2018 Last modified: 23/05/2022
    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision