Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 392 to 401 of 672 search results for firms within the general insurance sector.

  1. Final Notice 2018: R J Funston Insurance Services (Heather Tania Funston trading as) [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and investment advisory sector. We imposed a
  2. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.
  3. Commentary on the aggregate complaints data 2013 H1 [pdf]

    Data Published: 16/10/2013 Last modified: 04/08/2016
    Commentary on the aggregate sector wide firm complaints data for 2013 H1. Including opened, closed, upheld, speed of closure and redress
  4. Commentary on the aggregate complaints data 2012 H2 [pdf]

    Data Published: 14/06/2013 Last modified: 04/08/2016
    Commentary on the aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.
  5. Firm specific complaints data 2012 H2 [xlsx]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Firm level complaints data for firms receiving 500 or more complaints within a six-month reporting period. This file covers firms with reporting periods ending between 1 July 2012 and 31 December 2012.
  6. Data on Skilled Persons Reports 2013-2021 - March 2022

    FOI Release Date of Release: 11/03/2022
    The FCA provides data on Skilled persons reviews commissioned under section 166 of the Financial Services and Markets Act 2000 (FSMA).
  7. Promoting competition

    What we do Published: 22/03/2016 Last modified: 02/04/2024
    What the FCA does to promote effective competition in the interests of consumers.
  8. Product sales data: general guidance and retail investments FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: general guidance and retail investments FAQs.
  9. Aggregate complaints data 2015 H2 [pdf]

    Data Published: 06/10/2016
    Commentary on the aggregate sector wide firm complaints data for 2015 H2. Including opened, closed, upheld, speed of closure and redress.
  10. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).