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Showing 432 to 441 of 839 search results for first Financial Lives survey.

  1. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to
  2. Consumer Duty – information for firms

    Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.
  3. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.
  4. Recruit Plus (clone of FCA authorised firm)

    Warnings Published: 06/07/2015 Last modified: 06/07/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. TOP LIVE OPTION FX / TOPLIVEOPTIONFX.ONLINE

    Warnings Published: 12/05/2023 Last modified: 12/05/2023
    TOP LIVE OPTION FX / TOPLIVEOPTIONFX.ONLINE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    In launching Project Innovate we considered the following questions:. First, how do we encourage innovation in the financial service market? ... Unlike some financial services sectors, the mortgage market is known for its innovation.
  7. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  8. EXPERT FX PLATFORM SERVICE

    Warnings Published: 13/12/2023 Last modified: 13/12/2023
    EXPERT FX PLATFORM SERVICE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Information on current financial difficulties- November 2022

    Cost of living Firm and market data Published: 18/11/2022 Last modified: 09/01/2024
    FCA provides information on current financial difficulties.