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Showing 452 to 461 of 839 search results for first Financial Lives survey.

  1. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 12/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  2. Whistleblowing: How to make a report

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report
  3. Whistleblowing quarterly data 2023 Q1

    Data Published: 30/06/2023 Last modified: 30/06/2023
    The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.
  4. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.
  5. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime
  6. Cyber resilience good practice for firms

    News stories Published: 19/12/2023 Last modified: 19/12/2023
    The FCA, Bank of England and Prudential Regulation Authority have published the latest annual CBEST thematic report.
  7. Regulatory Sandbox eligibility criteria

    Firms Published: 27/03/2022 Last modified: 28/03/2022
    Review our 5 eligibility criteria before applying to the Regulatory Sandbox. 
  8. Green FinTech Challenge

    Tasks for regulated firms Focus areas Published: 17/10/2018 Last modified: 10/02/2023
    Ten firms have been accepted into the Green FinTech Challenge to continue developing innovative products and services that will aid the transition to a net-zero economy.
  9. Considering a defined benefit pension transfer

    Consumers Your rights Published: 04/06/2020 Last modified: 24/08/2023
    Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved.
  10. The FCA and Practitioner Panel 2022/23 survey findings

    News stories Published: 20/07/2023 Last modified: 20/07/2023
    The survey gathered feedback on how we are doing in regulating the financial services industry.