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Showing 652 to 661 of 839 search results for first Financial Lives survey.

  1. Half of reporting firms moved to FCA’s new data collection platform

    News stories Published: 20/01/2021 Last modified: 20/01/2021
    50% of firms who have previously submitted their regulatory reporting on Gabriel are now using RegData.
  2. Retail banking: product governance review

    Multi-firm reviews Published: 05/03/2018 Last modified: 05/03/2018
    The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common
  3. Edward Windsor (Bogus employee of FCA Authorised Firm)

    Warnings Published: 07/02/2014 Last modified: 21/11/2020
    This firm may be providing financial services or products without our authorisation. You should avoid dealing with this firm and beware of potential scams.
  4. Why diversity and inclusion are regulatory issues

    Speeches Published: 17/03/2021 Last modified: 13/09/2021
    Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.
  5. FCA research reveals 1.1million spike in cryptoasset buyers

    Press Releases Published: 30/06/2020 Last modified: 01/07/2020
    Component type: Content summary Copy
  6. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Liquidity management for investment firms: good practice

    Documents Published: 29/02/2016 Last modified: 29/02/2016
    The FCA has been working with the Bank of England, at the request of the Financial Policy Committee (FPC), to assess risks posed by open-ended investment funds investing in the fixed income sector. As part of this work we have engaged with a number
  8. TR17/1: Customer understanding: Retail banks and building societies

    Thematic reviews Published: 17/07/2017 Last modified: 17/07/2017
    This report provides the findings from our thematic review into firms’ assessment of customer understanding of transactions delivered by retail banks and building societies to consumers.
  9. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.
  10. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.