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Showing 732 to 741 of 839 search results for first Financial Lives survey.

  1. Ex-Mortgage Advisor sentenced to two years after FCA action

    Press Releases Published: 16/07/2013 Last modified: 17/09/2013
    On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud
  2. Pension freedoms data collection exercise: analysis and findings

    News stories Published: 16/09/2015 Last modified: 16/09/2015
    Consumer access to the pension freedoms. Financial advice requirements and the treatment of insistent customers. ... We will continue to track choices made by individuals through a new quarterly provider survey, as well as more generally developing
  3. Reforms will make financial advice and guidance work better for consumers

    Press Releases Published: 14/03/2016 Last modified: 14/03/2016
    Millions of consumers could have better access to affordable financial advice and guidance that meets their needs at every stage of their lives as a result of recommendations from the Financial ... This will ensure that consumers can access financial
  4. City Week: how regulation can help the UK lead in Fintech

    Speeches Published: 26/04/2023 Last modified: 20/03/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.
  5. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.
  6. FCA Mortgage Conference 2015 — panel summaries

    News stories Published: 18/01/2016 Last modified: 16/06/2016
    different households, at different stages of their lives and with differing financial resources. ... Panellists:. Mick McAteer – Non-Executive Director, Financial Conduct Authority. Chris Pond – Chair, The Money Charity.
  7. Current account services providers' links

    Data Published: 14/08/2019 Last modified: 13/03/2024
    The FCA provides Tables of providers’ website links and API locations for information about current account services for each brand.
  8. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.
  9. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.
  10. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    Speeches First published:. 14/11/2017. Last updated: 15/11/2017. Share page. ... likely to have a significant effect on the prices of those financial instruments or related derivatives.