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Showing 762 to 771 of 839 search results for first Financial Lives survey.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. FCA overhauls listing rules to boost growth and innovation on UK stock markets

    Press Releases Published: 11/07/2024 Last modified: 11/07/2024
    The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors.

  3. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  4. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    Press Releases First published:. 22/07/2016. Last updated: 22/07/2016. Share page. ... survey. A sample of 15 principals was then selected using a risk-based approach for more detailed review.

  5. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.

  6. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

  7. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

  8. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  9. Case study: Innovation can benefit us all

    Firms Published: 21/02/2023 Last modified: 21/02/2023
    Case study of Amplified Global, a start-up which has worked with all 3 of the FCA's main innovation services.

  10. Landing slots for funds in temporary marketing permissions regime

    Published: 19/09/2023 Last modified: 09/05/2024
    The process of exiting the temporary marketing permissions regime (TMPR) and the notification of landing slots is still under review. Find out what UCITS operators should do.

  11. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving
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