Search results

Showing 191 to 200 of 366 search results for function under the Senior Managers Regime.

191. FCA confirms recognition of the FX Global and UK Money Markets Codes

     Statements Published: 26/06/2019 Last modified: 26/06/2019
     Following consultation feedback, the Financial Conduct Authority (FCA) confirmed that it is recognising the following voluntary market codes of best practice under its codes recognition scheme: FX Global Code and UK Money Markets Code.

192. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

193. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

194. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

195. FCA publishes final report into asset management sector

     Press Releases Published: 28/06/2017 Last modified: 28/06/2017
     The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

196. Optimising the Senior Managers and Certification Regime: Policy Statement 19/20 and Feedback to CP 19/4

     News stories Published: 26/07/2019 Last modified: 26/07/2019
     Today we publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms, including claims management companies.

197. Required permissions for asset management firms

     Published: 30/10/2018 Last modified: 05/07/2023
     If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

198. PS19/7: Finalising the Directory

     Policy statements Published: 08/03/2019 Last modified: 08/03/2019
     This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

199. Primary Market Bulletin Issue No. 30

     Newsletters Published: 19/08/2020 Last modified: 21/08/2020
     In this special edition, we publish general news and information, including changes to our Knowledge Base.

200. Privacy notice

     Last modified: 16/04/2024
     The FCA's privacy notice explains how and why it uses your personal data.