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Showing 301 to 310 of 366 search results for function under the Senior Managers Regime.

301. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

302. Insurance firms failing to consider value of the products and services provided to consumers

     Press Releases Published: 10/04/2019 Last modified: 10/04/2019
     The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service.

303. Primary Market Bulletin Issue No. 29

     Newsletters Published: 09/06/2020 Last modified: 09/06/2020
     In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.

304. Meeting the challenge in our changing global markets

     Speeches Published: 16/05/2023 Last modified: 16/05/2023
     Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

305. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

306. Consumer investments data review 2020

     Data Published: 18/01/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

307. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

     Press Releases Published: 18/04/2013 Last modified: 25/11/2021
     The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.

308. The FCA’s Business Plan and Priorities

     Speeches Published: 16/05/2018 Last modified: 16/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

309. Latest FCA perimeter report calls for legislative change to protect consumers

     Press Releases Published: 21/10/2021 Last modified: 21/10/2021
     In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.

310. Authorised fund managers’ assessments of fund value 2023

     Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
     Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.