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Showing 311 to 320 of 366 search results for function under the Senior Managers Regime.
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PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking
The amendments to the Handbook described in Chapter 7 affect all firms regulated under FSMA, but these are minor, consequential changes to enable the new accountability regime for banks, PRA designated ... Find out more about thesenior managers and -
Building a financial regulatory system suitable for the UK in the new era
Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables. -
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct
Benchmark reference rates such as LIBOR also affect payments made under a wide range of other contracts including loans and mortgages. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code
Both these voluntary market codes have been written and are owned by the industry and reflect their views of best practice -
The future of financial conduct regulation
Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR
Benchmark reference rates such as LIBOR also affect payments made under a wide range of other contracts including loans and mortgages. ... PRA). The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
FCA further bolsters its leadership team as it expands its headcount
The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and -
Financial crime systems and controls during coronavirus situation
Find out about the FCA's expectations on how firms should apply their systems and controls to combat and prevent financial crime during the coronavirus crisis.