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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
FSA Final Notice 2007: Virendra Rai Agarwala (trading as Abbex Insurance) [pdf]
FSA Final Notice 2007: Virendra Rai Agarwala (trading as Abbex Insurance) -
Report competition law infringements
All information we receive will be handled in accordance with theData Protection Act2018, the UK General Data Protection Regulation 2021 and other legislation designed to protect individual privacy and commercial confidentiality. -
FSA - GC10/7 [pdf]
The survey concentrated on six areas. In general, oversight strengths and weaknesses at the firms were mixed across the topics; but there were no firms which showed weak practices across all the areas. -
FSA Final Notice 2005: Legal & General Assurance Society Limited [pdf]
FSA Final Notice 2005: Legal & General Assurance Society Limited -
The regulatory challenge
The general public no longer sees financial services as a profession providing a vital service to individuals and businesses. -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60. -
Diversity, Equity and Inclusion (DEI) Innovation Spotlight
Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space -
Enterprise Insurance Company is now in liquidation
The Provisional Liquidator has today issued his report to the Supreme Court of Gibraltar and has now been appointed as Liquidator of Enterprise Insurance Company Plc ('Enterprise'). Enterprise is now in liquidation. This means that anyone with a -
FSA - FG11/22 [pdf]
This statement is general guidance given by the FSA under section 157(1) of the Act. It relates both to the Remuneration Code of SYSC 19A of the Handbook, and the requirement to make Pillar 3 disclosures in relation to remuneration (in accordance -
External audit requirements
Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.