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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Final Notice 2024: Nicholas Andrew McNeil [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition. -
FSA - Notice of Undertaking: Norwich Union Insurance [pdf]
Undertakings FSA - Notice of Undertaking: Norwich Union Insurance - Payment Protection Insurance -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Sole trader appendix [doc]
This form should be completed only by sole traders intending to conduct mortgage and / or non-investment insurance business. -
Getting regulation right
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016. -
Report fee tariff data: European Economic Area (EEA) firms
Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting). -
Business interruption insurance test case: Particulars of Claim [pdf]
The Claim concerns the issue of whether business interruption losses arising from the COVID-19 pandemic (COVID-19 business interruption claims) are covered by certain insurance extensions or other coverage clauses that do not require damage to the -
British Steel Pension Scheme: Tools for firms
The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents. -
UK FinTech: Regulating for innovation
Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered