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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Charles Randell speech at the Annual Public Meeting 2018
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Annual Public Meeting at the QEII Centre, Westminster. -
Rowanmoor Personal Pensions enters administration
Rowanmoor Personal Pensions Limited is a Self-Invested Personal Pension operator authorised and regulated by the FCA. -
Business interruption insurance test case: Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd skeleton argument [pdf]
Skeleton argument of Ecclesiastical Insurance Office Plc and MS Amlin Underwriting Ltd, with updated referencing, for the trial of the business interruption insurance test case. -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
FCA finalise plans to place a deadline on PPI complaints
The Financial Conduct Authority has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints. -
External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)
Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small). -
FCA publishes coronavirus financial resilience survey data
The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience. -
Update for firms on PRIIPs RTS Article 18 and related rules
The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document. -
Data provided on Google Ad words - July 2021
The FCA provides data on Google ad words from 2018 - 2021. -
Information on investigations into breaches of COCON - May 2022
The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.