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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)
This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff. -
Views sought to radically improve access to financial advice
The review is being led by Charles Roxburgh, Director General, Financial Services at HM Treasury and Tracey McDermott, acting CEO at the FCA. -
Business interruption insurance test case: Defendants’ Joint skeleton arguments on the principles of construction of contracts [pdf]
Defendants’ Joint Skeleton, with updated referencing, on contractual construction for the trial of the business interruption insurance test case. -
REP008: Conduct Rules reporting for solo-regulated firms
Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches. -
FCA statement on thematic review into fair treatment of longstanding customers in the life insurance sector
On 3 March 2016 the Financial Conduct Authority (FCA) announced investigations into six firms as a result of its thematic review into the fair treatment of longstanding customers. -
City Week: how regulation can help the UK lead in Fintech
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
FCA issues warning over ‘clone firm’ investment scams
With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public -
FCA establishes industry-led working group for financial advisers
The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector. The Personal Investment Management & Financial Advice -
FCA sets out potential interventions to reform multi-occupancy buildings insurance market
The Financial Conduct Authority sets out a range of recommendations and other potential remedies designed to give leaseholders greater protections from high prices and ensure the buildings insurance market operates better for leaseholders. -
Diversity and inclusion: Our role as a regulator
We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.