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General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Former Mortgage Broker Committed to Crown Court for Conducting Unauthorised Business
On Monday 29 April 2013, Michael Joseph James Lewis of 3 Sedley Close, Rainham, Gillingham, appeared at Medway Magistrates Court in relation to criminal offences brought against him by the Financial Conduct Authority (FCA). -
FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR
ICE Benchmark Administration (IBA), the FCA-regulated and authorised administrator of LIBOR, has announced that it will consult in early December on its intention to cease US$ LIBOR. The FCA welcomes and supports the proposal to consult on a clear -
FCA reminds consumers financially impacted by coronavirus of the support available
The FCA has published finalised guidance for firms, to ensure that mortgage customers whose homes may be repossessed are treated fairly and appropriately, particularly where there are risks of harm to customers who are vulnerable, including as a -
FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford
The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford. -
CP15/3: Buy-to-let mortgages: implementing the Mortgage Credit Directive Order 2015
The government’s framework and supporting legislation does not give the FCA general rule-making powers, such as the ability to modify the legislative conduct standards which firms will be expected -
PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)
In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules. -
PS23/7: Broadening retail access to the long-term asset fund
This consultation sets out proposals for broadening the retail distribution of the LTAF. -
FG18/1: Sourcebook for professional body supervisors on anti-money laundering supervision
We have published our specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision. -
CP13/10: Detailed proposals for the FCA regime for consumer credit
These are called ‘approved persons’ (Chapter 3) (you should note that the Parliamentary Commission on Banking Standards (PCBS) made recommendations on changing the approach to ‘approved persons’ in general, so these ... If you have any general -
External audit requirements for small personal investment firms or service companies
Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.