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Showing 2602 to 2611 of 2777 search results for general insurance.

  1. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    Or send your responses to:. Paul McCormick. Life Insurance Department, Supervision Division.
  2. Carina Asset Management / Sloane Court Capital / SS & Co Consultancy Limited

    Warnings Published: 16/02/2018 Last modified: 12/04/2018
    We have published this statement to warn consumers against dealing with unauthorised firms.
  3. CPP redress scheme opens - customers have until end of August 2014 to claim

    Press Releases Published: 03/02/2014 Last modified: 03/02/2014
    Clydesdale Bank Plc (part of National Australia Group Europe). Home Retail Group Insurance Services Limited.
  4. GC14/7 Proposed guidance on financial crime systems and controls

    Guidance consultations Published: 14/11/2014 Last modified: 30/08/2015
    and financial sanctions, and small commercial insurance brokers anti-bribery and corruption, systems and controls. ... TR14/17 Managing bribery and corruption risk in commercial insurance broking: update.
  5. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.
  6. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.
  7. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).
  8. L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms)

    Warnings Published: 28/03/2023 Last modified: 28/03/2023
    L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  9. Motor finance agreements and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 04/12/2020
    FCA temporary motor finance guidance applies to regulated firms that issue regulated motor finance agreements.
  10. Three individuals face charges for unauthorised sale-and-rent-back schemes

    Press Releases Published: 13/06/2023 Last modified: 13/06/2023
    The FCA has started criminal proceedings against 3 people for carrying out regulated activity without authorisation.