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Showing 2682 to 2691 of 2777 search results for general insurance.

  1. Information on the number of individuals who currently come under the Senior Managers Regime - May 2020

    FOI Release Date of Release: 22/05/2020
    FCA provides information on the number of individuals who currently come under the Senior Managers Regime.
  2. www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm)

    Warnings Published: 20/11/2023 Last modified: 20/11/2023
    www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out
  3. PS21/14: A new authorised fund regime for investing in long term assets

    Policy statements Published: 25/10/2021 Last modified: 25/10/2021
    We set out our rules that enable open-ended funds to invest more efficiently in long-term illiquid assets.
  4. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of
  5. Ensuring the UK remains open for business – requirements for foreign-owned firms

    Speeches Published: 13/11/2013 Last modified: 14/11/2013
    Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version.
  6. FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme

    Press Releases Published: 14/12/2016 Last modified: 14/12/2016
    The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules.
  7. FCA, ICO and FSCS publish joint statement to insolvency practitioners and authorised firms

    Statements Published: 07/02/2020 Last modified: 07/02/2020
    FCA, ICO and FSCS warn insolvency practitioners and FCA-authorised firms to be responsible when dealing with personal data.
  8. Information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime - November 2020

    FOI Release Date of Release: 18/11/2020
    FCA provides information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime.
  9. FS15/5: Feedback statement to The FCA’s approach to advancing its objectives

    Feedback statements Published: 16/12/2015 Last modified: 13/12/2023
    We report on the feedback we received to our publication in July 2013 of general guidance on what firms and consumers can expect from the FCA.
  10. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 05/06/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic