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Showing 2712 to 2721 of 2777 search results for general insurance.

  1. Regulatory and consumer bodies welcome review of pension scheme communications provided to steel workers

    Statements Published: 22/01/2019 Last modified: 22/01/2019
    The Financial Conduct Authority (FCA), The Pensions Regulator (TPR) and The Single Financial Guidance Body (SFGB) today welcomed an independent review by Caroline Rookes into communications and support provided to British Steel Pension Scheme (BSPS)
  2. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

    Press Releases Published: 11/05/2018 Last modified: 11/05/2018
    These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.
  3. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms

    Consultation papers Published: 23/02/2015 Last modified: 14/09/2015
    This paper affects relevant authorised persons and Solvency II firms. This paper does not affect insurance firms that are not subject to the Solvency II directive (non-directive firms).
  4. FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Finalised guidance Published: 30/11/2015 Last modified: 03/08/2022
    In October 2014 we announced a consultation process on guidance on our registration function under the Co-operative and Community Benefit Societies Act 2014.
  5. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

    Policy statements Published: 30/03/2015 Last modified: 12/01/2023
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.
  6. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    firms providing services in relation to insurance-based investments and pensions, and.
  7. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of
  8. FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

    Press Releases Published: 01/07/2019 Last modified: 01/07/2019
    Following consultation feedback, the Financial Conduct Authority (FCA) is confirming new rules restricting the sale, marketing and distribution of CFDs and CFD-like options to retail customers.
  9. Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits

    Occasional papers Published: 05/03/2015 Last modified: 05/03/2015
    Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits. Occasional papers First published:. 05/03/2015. Last updated: 05/03/2015. Occasional Paper No. 9: Two plus two makes five? Survey
  10. Information about reports made to the FCA about sexual misconduct and sexual discrimination - July 2020

    FOI Release Date of Release: 22/07/2020
    The FCA provides on information about reports made to the FCA about sexual misconduct and sexual discrimination