Search results
Showing 292 to 301 of 1146 search results for general insurance broker.
-
General Insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]
This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers. -
Durable medium
The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication. -
FCA Final Notice 2013: Mr Andrew Jeffery [pdf]
This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order. -
MS17/2.2: Wholesale Insurance Broker Market Study - Final report [pdf]
-
Variation of Permission (VOP) for Mortgage and General Insurance - Notes [docx]
Variation of Permission (VOP) for Mortgage and General Insurance - Notes -
FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited [pdf]
FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited -
FCA Final Notice 2014: Philip Eley [pdf]
This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition. -
Apply to become a consumer credit broker
Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker. -
Final Notice 2015: Mark Cleaver [pdf]
This final notice refers to breaches of COND, related to threshold conditions and failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation. -
FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.