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Showing 412 to 421 of 1146 search results for general insurance broker.

  1. Information on cyber incidents - July 2022

    FOI Release Date of Release: 29/07/2022
    The FCA answers multiple questions on cyber breach incidents.
  2. Data Bulletin: October 2016

    Data Published: 28/10/2016 Last modified: 06/09/2018
    This edition of the FCA's Data Bulletin look at the the retail intermediary sector, latest trends in the retirement income market and reports feedback from firms about the FCA.
  3. Buildings insurance for leasehold properties

    Firms General insurers and insurance intermediaries Published: 30/04/2021 Last modified: 30/04/2021
    Our expectations of regulated firms when arranging and providing fair value buildings insurance for leasehold apartment buildings.
  4. FCA Final Notice 2014: Nick Bowyer [pdf]

    Final notices Published: 05/11/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.
  5. FSCS Sub-Class SB01 - Guidance [pdf]

    Fees information Published: 30/12/2014 Last modified: 08/01/2024
    FSCS Sub-Class SB01 - Guidance
  6. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.
  7. FCA Final Notice 2013: Swinton Group Limited [pdf]

    Final notices Published: 16/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to unfair treatment of customers in the general insurance and protection sector. We imposed a fine.
  8. Pure Protection Contracts Product Sales Data (PSD) Tables 2019 [xlsx]

    Data Published: 23/10/2019
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2019.
  9. RMA-I Supplement Product Sales Data: help text

    Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
    The sales were passed up a chain(iethere is more than one broker between the customer and the product provider)AND. ... IPRU IS Annex 11Page 25 of definitions 11.3 provides description of the insurance product types.
  10. Vets and dentists

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.