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Showing 442 to 451 of 1146 search results for general insurance broker.

  1. Final notice 2016: Bar Professions Limited (in liquidation) [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of PRIN 2, PRIN 7 and ICOBS related to appointed representatives and failing to act on information appropriately in the general insurance and protection sector. We imposed a public censure.
  2. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

    Corporate documents Published: 07/09/2016
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).
  4. SM&CR information related to general insurance and protection intermediary firms - June 2022

    FOI Release Date of Release: 10/06/2022
    The FCA provides data on the Senior Managers and Certification Regime (SMCR), in respect of: general insurers and general insurance intermediaries.
  5. Redress paid

    Data Published: 19/10/2023 Last modified: 19/10/2023
    This page provides a breakdown of redress paid for complaints upheld and not upheld by product group.
  6. Innovation: engagement

    Firm authorisation process Published: 29/06/2017 Last modified: 04/05/2023
    To maximise the reach of our Innovation initiatives, the FCA engages with firms across the UK and internationally.
  7. Power brokers: how to transform into the lynchpins of the ecosystem

    Speeches Published: 16/05/2024 Last modified: 16/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.
  8. Final notice 2016: Andrea Christine Sadler [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and FIT related to appointed representatives, client money, failing to act on information appropriately, lack of fitness/propriety and unfair treatment of customers in the general insurance and
  9. Product sales data (PSD) Retail investments 2005-2015 [xlsx]

    Data Published: 30/11/2015 Last modified: 01/12/2015
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2015.
  10. General Insurance Pricing Practices Market Study Final Report - Annex 3: Analysis informing the proposed pricing remedy [pdf]

    Market studies Published: 22/09/2020 Last modified: 22/09/2020
    This Technical Annex is published alongside the General Insurance Pricing Practices Market Study Final Report, Consultation Paper and Cost Benefit Analysis on a proposed package of remedies.