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Showing 682 to 691 of 1146 search results for general insurance broker.

  1. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  2. Firm level complaints data 2022 H2 [xlsx]

    Data Published: 27/04/2023
    Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  3. FCA Q1 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2016 Last modified: 04/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  4. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

    Final notices Published: 08/10/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  5. Notice of Decision 2024: Landmark Financial Resources (Mortgages) Limited [pdf]

    Decision notices Published: 18/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  
  6. FCA Q3 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/02/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  7. FCA Q2 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/11/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  8. FCA Q4 15/16 Number of skilled person reports commissioned [pdf]

    Data Published: 04/05/2016 Last modified: 05/08/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.
  9. Firm level complaints data 2022 H1 [xlsx]

    Data Published: 20/10/2022
    Firm level complaints data 2022 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  10. Retail Investments Product Sales Data dashboard

    Data Published: 27/06/2024 Last modified: 27/06/2024
    This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023.