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Showing 862 to 871 of 1146 search results for general insurance broker.

  1. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.
  2. Firm level complaints data 2016 H2 [xlsx]

    Data Published: 26/04/2017
    Firm level complaints data 2016 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.
  3. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 05/04/2016 Last modified: 17/06/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.
  4. AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)

    Warnings Published: 13/07/2017 Last modified: 13/07/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  5. Telesales businesses complaints - March 2021

    FOI Release Date of Release: 10/03/2021
    The FCA does not process general complaints unless they are complaints directly against the FCA. It responds to the request on telesales businesses complaints.
  6. Data on Skilled Persons Reports 2013-2021 - March 2022

    FOI Release Date of Release: 11/03/2022
    The FCA provides data on Skilled persons reviews commissioned under section 166 of the Financial Services and Markets Act 2000 (FSMA).
  7. Goanually (Clone of FCA Authorised Firm)

    Warnings Published: 19/08/2022 Last modified: 17/01/2024
    Goanually (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
  8. Primary Market Bulletin 42

    Newsletters Published: 12/12/2022 Last modified: 12/12/2022
    In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.
  9. Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a
  10. Our approach to competition

    Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
    The FCA promotes effective competition in the interests of consumers.