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Showing 942 to 951 of 1146 search results for general insurance broker.

  1. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.
  2. Information on the numbers of cyber incidents reported to the FCA - August 2020

    FOI Release Date of Release: 10/08/2020
    We hold Information on the numbers of cyber incidents reported to the FCA in response to previous requests.
  3. Information about professional insurance indemnity premiums - July 2020

    FOI Release Date of Release: 27/07/2020
    The FCA provides information about professional insurance indemnity premiums
  4. Open Finance: an opportunity for financial services

    Speeches Published: 18/11/2019 Last modified: 18/11/2019
    Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.
  5. Brexit: information for retail investments firms in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.
  6. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.
  7. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.
  8. Final Notice 2020: J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as) [pdf]

    Final notices Published: 11/09/2020 Last modified: 11/09/2020
    This final notice (J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector,
  9. The retail intermediary market 2020 dashboards underlying data [csv]

    Data Published: 29/07/2021
    Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards.
  10. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 29/11/2021
    FCA publishes evaluation of its work on the financial advice market.