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Showing 992 to 1001 of 1146 search results for general insurance broker.

  1. FCA and Practitioner Panel publish findings from 2019 joint survey

    News stories Published: 31/07/2019 Last modified: 01/08/2019
    The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to
  2. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    In the UK, by way of contrast, brokers have greater freedom over their routing strategies. ... Nor is the more general concern about the ability of some to react to events more quickly than the rest anything new.
  3. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
    The proposal to remove the requirement for firms to produce a CFPPFM will be of direct interest to insurance companies operating with-profits business, their customers, potential customers and firms providing ... The proposal to delete the IDD and CIDD
  4. TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    The report is aimed at general insurance intermediaries, insurers, relevant trade associations, representative groups for business and consumer bodies. ... We expect all general insurance intermediaries to reflect on how they manage the conflicts of
  5. Supreme Court judgment in FCA’s business interruption insurance test case

    Press Releases Published: 15/01/2021 Last modified: 15/01/2021
    The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.
  6. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a
  7. FCA statement on super-complaint from Citizens Advice to the CMA on excessive prices for disengaged consumers

    Statements Published: 28/09/2018 Last modified: 28/09/2018
    Citizens Advice today submitted a super-complaint to the Competition and Markets Authority (CMA) calling on it to identify remedies and recommendations to put an end to the penalty paid by loyal and disengaged consumers. The super-complaint covers
  8. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.
  9. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated
  10. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce